Compliance specialist officer – market conduct (insurance)

Job Description
Compliance Specialist Officer – Market Conduct (Insurance)

Location: Menlyn, Pretoria

Salary: R32 000 to R34 000 p.m.



Our client in the Insurance industry is looking for a Compliance Specialist Officer to analyse and Monitor Market Conduct risk indicators and to ensure that these risks are mitigated



Key responsibilities

Assisting Compliance Manager to analyze, monitor and track regulatory risk indicators
Assisting Compliance Manager with the drafting of compliance related policies, agreements and memoranda regarding Market Conduct
Assisting Compliance Manager in ensuring compliance to all relevant regulatory requirements identified
Assisting line management with understanding the various requirements to comply with all applicable legislation, regulations etc. across business activities
Ensuring the continued flow of information, updates and advise to various Line managers on new legislative changes and the impact thereof on the business and ensuring that management understand the risks to the business
Building and maintaining strong relationships with all the applicable Regulators
Identify non-compliances as to identify potential risks
Drafting final reports in respect of compliance monitoring to line management
Follow up on identified risks, trends and corrective action to be taken by the relevant stakeholders
Identify opportunities to improve or enhance business processes
Proactively consult with management to align market conduct requirements to current and future business activities
Support Compliance Manager in preparing an annual compliance monitoring plan based on high risk areas.
Identify training needs through monitoring and other methods
Develop training material to address identified needs
Provide training on identified needs and on relevant regulatory requirements that impact the employees.




Requirements



2 – 5 years’ experience
Qualification in law (LLB or equivalent) is required
Post-qualification legal experience in compliance and / or corporate governance will be an advantage
Long-term Insurance (or financial services) regulatory knowledge
Experience in Regulatory Compliance (Financial Advisory & Intermediary Act, and Long-term Insurance)
Experience in Financial Sector Regulation Act (Advantage)
Knowledge of the Financial Intelligence Centre Act, National Credit Act and Protection of Personal Information Act
RE1
Member of CISA will be an advantage


Apply Here http://bit.ly/2KGkl8N

Job id : , #69465, 33 views,

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