Wealth & Investment Remediation Consultant

Job Status: Active ✓

https://jobking.co.za/75045

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Job TypeFull Time

Job Description
To analyse, collect, process and update documentation whilst mitigating risk and adhering to applicable regulations (FICA/FATCA/CRS/FAIS/JSE)

Description Of Your Skill and Experience
BCom degree, studying towards CFA,CFP

The Result
Review client base in terms of all records and manage spreadsheets of client lists
FICA
Client liaison (via e-mail, sms and telephone)
Call clients to request outstanding FICA documentation
Review outstanding documentation
Verify client information including client’s identity and residential address
Receive, sort and prepare documentation for scanning
Analyse and interpret information
Update client information onto systems
Respond to and follow up on client queries
Liaise with Investment Managers and Administrators
Develop relationships and manage internal clients
Provide FICA advice to Internal Consultants, Private Bankers and clients
Understand FICA regulation

Client analysis, mandates and records of advice, FATCA & CRS
Investment Team Liaison (Investment Manager and Administrator)
Review each account for records of:
FATCA & CRS

Financial Assessment

advice/suitability

Correct mandated documents

FAIS disclosures (where applicable)

Advise Investment Manager and Administrator of outstanding requirements
Update client information onto systems
Respond to and follow up on Investment Manager and Administrator

System loading
Review all loading on system and update where necessary
Ensure evidentiary documentation is on system

Manage the process from begin to end


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Job id : , #75045, 19 views,