Specialist: Compliance-Assupol

Duties & Responsibilities:
1.Contribute to the efficient and effective functioning of Compliance Function
Assist manager to ensure that compliance function are in compliance with law and industry and regulatory body requirements
Promote prevention of legal and regulatory risk in the company (TCF)
Maintain efficient and effective operations in Compliance
Validate that policies and procedures with regards to Compliance Function are being adhered to. (TCF)
Oversee the debarment processes are being adhered to within the Group
2.Attend to regulatory and client complaints (TCF)
Assist with investigation of regulatory and clients complaints (Ombudsman cases)
3.Responsible for Compliance Monitoring and Reporting
Monitor compliance risk, policies and procedures at Head Office and branches of Assupol Group
Complete monitoring reports for Compliance Manager
Provide overall compliance assistance, guidance and advice to Assupol Group of Companies
Contribute to the development of compliance risk management plans

Contribute to the completion of compliance reporting (internal and regulatory)
4.Provide Training and Awareness on Compliance Matters
Create awareness in Assupol Group of Companies with law requirements (TCF)
Inform employees about relevant compliance matters
Develop, educate and enabling healthy and business orientated compliance culture
Requirements
1. Formal Education
Legal Degree/Relevant
LLB Degree
Admitted Attorney (Advantage)
2. Technical/Legal Certification
Compliance Certificate (Advantage)
3. Experience
2-3 years experience in Risk Management and Compliance
2-3 years Insurance Industry experience
4. Knowledge
Legislation
Industry Requirements
5. Skills
Interpersonal
Communication
People
Business English
Draft
6. Attributes
Attention to detail
Confidence & Assertiveness


Apply Here http://bit.ly/2MlZrRm

Job id : , #69015, 71 views,

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